BLOCK GARDEN & MCNEILL, LLP
Sterling Plaza
5949 Sherry Lane, Suite 900
Dallas, TX 75225
P: 214-866-0990
F: 214-866-0991

Representative Transactions


Steven R. Block | Warren W. Garden | Christopher M. McNeill



Christopher M. McNeill


Mergers & Acquisitions

  • Represent publicly reporting and private clients in connection with mergers, acquisitions and dispositions

Securities and Blue Sky Law

  • Represent publicly reporting clients in preparing and filing registration statements with the SEC relating to public offerings
  • Represent publicly reporting clients in preparing and filing annual reports, quarterly reports, proxy statements, current reports and press releases, tender offer statements, and other required filings
  • Represent publicly reporting and private clients in offerings of securities exempted from registration under SEC regulations and state blue sky laws, including drafting private placement memoranda
  • Communicate with representatives and/or counsel at the SEC, state securities commissions, the NYSE and Nasdaq on behalf of clients relating to compliance with regulations and listing requirements
  • Represented private client in the negotiation and consummation of a reverse merger into a public shell corporation

Financial Transactions/Venture Capital

  • Represent lenders and borrowers in financing transactions relating to credit facilities, amendments to existing credit facilities and private placements (PIPE transactions)
  • Represent issuers and investors in connection with venture capital financings, including drafting and negotiating rights and preferences of preferred security holders

Corporate Governance

  • Advise clients relating to corporate governance requirements under Sarbanes-Oxley, state law, SEC regulations, and NYSE and Nasdaq regulations
  • Represent clients in the formation of for-profit and non-profit corporations, limited liability companies and limited partnerships

Bankruptcy/Restructuring

  • Represented large publicly reporting client in negotiating, drafting and confirmation of a plan of reorganization and disclosure statement under Chapter 11 of the Bankruptcy Code
  • Represented ad hoc committee of noteholders (large financial institutions) in negotiating the filing of a pre-packaged Chapter 11 bankruptcy case with a publicly-traded limited liability partnership, its general partner, and several financial lenders

Miscellaneous

  • Represent clients in negotiating and drafting intellectual property licensing agreements
  • Represent clients in negotiating and drafting general business agreements relating to manufacturing, warranty, distribution, supply, employment, joint ventures and software development among various other issues